Financial institution and markets December 2023

Description

Assignment Sample Solution: Financial institution and markets December 2023

NMIM$ Global Access

School for Continuing Education (NGA-SCE)

Course: Financial institution and markets December 2023

Internal Assignment Applicable for December 2023 Examination

Q1. Mr Raman is one of the directors in XYZ ltd company. The company is engaged in hotel sector, which has recently witnessed a steady downfall in its revenue and value of its assets due to a downward trend persisting in the market. The periodical financial result of the company were to be declared in the fortnight time. Mr. Raman being an insider, had to access to
unpublished price sensitive information related to it. Consequently, he sells the major portion of his holding in an anticipation of fall in the market price of the shares of the company subsequent to announcement of periodical financial result of the company. On conducting a probe, SEBI finds Mr. Raman guilty of insider is trading.
In context to the above case – State the importance of SEBI and its various functions.
(10 Marks)

Q2. Rima buys a financial asset from the RBI. This financial asset is an instrument of short-term borrowing. He has bought it because he doesn’t want to take risk and wants an assured.
return. This instrument is a promissory note. It is highly liquid. The instrument is also known as zero coupon bonds. On this instrument, it is written T-91 Based on the above case study,
Identify the financial asset indicated in the above case elaborate why this instrument is called as zero coupon bonds and mention what are functions of these instruments and why this is called as T-19? (10 Marks)

Q3. Nishanth was working in the portfolio management department of Beta Ltd and had new recruits to whom he was supposed to provide training on the risks associated with the financial market as apart from earning returns, they should be well aware of the risks that can be managed and which ones cannot be managed in a portfolio. He decided to broadly classify the risks in two categories and explain the different types of risks associated with each one. If you are Nishanth,

a) Explain different types of risks associated with systematic risk. (5 Marks)

b) Explain different types of risks associated with unsystematic risk. (5 Marks)

 

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