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Financial Institutions and Markets September 2024

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Assignment Sample Solution: Financial Institutions and Markets  September  2024

NMIM$ Global Access

School for Continuing Education (NGA-SCE)

Course: Financial Institutions and Markets September 2024

Internal Assignment Applicable for September 2024 Examination

Q1. As a financial advisor at your advisory firm, you have a client who is seeking to diversify
their investment portfolio by venturing into capital market instruments alongside their existing
investments. This discussion will enable your client to make informed decisions regarding their
investment strategy and portfolio diversification. Assist your client by providing
comprehensive insights into various capital market instrument including their key
characteristics. (10 Marks)

Q2. Sunshine Ltd. Corporation, a fast-growing technology startup, is poised for expansion and
seeks to raise capital to fund its ambitious growth plans. The company’s management team, led
by CEO John Ceth , recognizes the importance of strategically accessing the primary market
to secure the necessary funds. As an advisor to the company, help the corporation to provide a
brief overview on the numerous techniques as how the corporation can raise fresh capital in
the primary market. (10 Marks)
Q3A. “The capital market, a crucial component of the global financial system, serves as a
platform for investors to buy and sell securities, facilitating the allocation of capital to
businesses and governments. However, amidst the myriad opportunities for growth and
investment, instances of scams and fraudulent activities have tarnished the integrity of the
capital market “. Provide examples of regulatory interventions and their impact on restoring
investor confidence. Conclude with recommendations for enhancing regulatory effectiveness
in combating financial misconduct. (5 Marks)
Q3B. India’s financial sector plays a crucial role in driving economic growth and stability. As
MBA students specializing in finance, it is imperative to have a comprehensive understanding
of the regulatory landscape governing financial institutions in India. Discuss the various
financial Regulatory Institutions in India with their functions. (5 Marks)
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